Workbook 3: Federal awards audit findings must be submitted.

Download Workbook 3: Federal awards audit findings

If you do not have Federal awards findings:

1. Open the workbook.
2. Enter the auditee UEI.
3. Save and submit the workbook.

If you have Federal awards findings:

Column A: Award Reference

Enter the award reference number as listed in Workbook 1: Federal Awards.

Column B: Audit Finding Reference Number

Enter the audit finding reference number as listed in Workbook 1: Federal Awards.

Column C: Type(s) of Compliance Requirement(s)

Select the type of compliance requirement(s) from the drop-down menu.

Column D: Modified Opinion

Select "Y" if the auditor identified an audit finding as the basis for a modified opinion. If not, select "N".

Column E: Other Matters

Select "Y" if the auditor identified an audit finding in the "Other Matters" section of the audit report PDF. If not, select "N".

Column F: Material Weakness

Select "Y" if the auditor identified an audit finding as a Material Weakness in the audit report PDF. If not, select "N".

Column G: Significant Deficiency

Select "Y" if the auditor identified an audit finding as a Significant Deficiency in the audit report PDF. If not, select "N".

Column H: Other Findings

Select "Y" if Modified Opinion, Other Matters, Material Weakness, and Significant Deficiency are all marked "N". Select "N" if any of these fields are marked "Y".

Column I: Questioned Costs

Select "Y" if there are questioned costs related to the audit finding, even if the amount can't be determined. If there are no questioned costs, select "N".

Column J: Repeat Findings from Prior Year

Select "Y" if the audit finding is a repeat from the immediate prior audit. If it is not a repeat, select "N".

Column K: If Repeat Finding, provide Prior Year Audit Finding Reference Number(s)

If the audit finding is a repeat, enter the audit finding reference number from the most recent prior audit. If it is not a repeat finding, leave this blank.